# WILLIAM J BROOKE

WILLIAM J BROOKE is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with J. W. COLE ADVISORS, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [J. W. COLE ADVISORS, INC.](https://search.stillhousedata.com/firm/112294) | 2016-03-10 | present | Yes |
| [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | 2010-08-03 | 2016-03-05 | — |
| [QA3 FINANCIAL LLC](https://search.stillhousedata.com/firm/104957) | 2004-06-01 | 2009-10-19 | — |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2003-06-13 | 2004-05-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3270475)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3270475.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.