# Alan Michael Romero

Alan Michael Romero is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2020-09-30 | present | Yes |
| [ALLSTATE FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/109524) | 2018-05-14 | 2020-09-30 | — |
| [PNC MANAGED ACCOUNT SOLUTIONS, INC.](https://search.stillhousedata.com/firm/110476) | 2017-06-07 | 2018-04-27 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2016-07-27 | 2017-06-06 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2016-01-06 | 2016-05-26 | — |
| [WEALTHPLAN PARTNERS](https://search.stillhousedata.com/firm/158935) | 2015-07-21 | 2017-03-28 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2011-08-25 | 2014-12-23 | — |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2003-08-01 | 2011-08-26 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/3273880)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/3273880.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.