# Tracy A. Pulvers

Tracy A. Pulvers is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2021-11-04 | present | Yes |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2010-05-11 | 2021-11-18 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2010-05-19 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2003-04-28 | 2009-06-01 | — |
| [CREDIT SUISSE SECURITIES (USA) LLC](https://search.stillhousedata.com/firm/816) | 2003-01-17 | 2003-05-01 | — |
| [PERSHING LLC](https://search.stillhousedata.com/firm/7560) | 1997-07-08 | 2003-01-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/368795)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/368795.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.