# DAVID ANDREW BROOKS

DAVID ANDREW BROOKS is an investment adviser representative (IAR) with state registration records since 2007, appearing at 11 firms. Currently registered with SMART WEALTH, LLC.

## Registration history (11)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SMART WEALTH, LLC](https://search.stillhousedata.com/firm/315496) | 2022-01-07 | present | Yes |
| [AE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/282580) | 2017-12-04 | 2022-01-14 | — |
| [BROOKSTONE WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/137658) | 2017-05-09 | 2017-11-09 | — |
| [BROADPOINT FINANCIAL, LLC](https://search.stillhousedata.com/firm/171447) | 2014-07-24 | 2017-07-20 | — |
| [CG ADVISORY SERVICES](https://search.stillhousedata.com/firm/110929) | 2012-06-28 | 2014-11-12 | — |
| [J. W. COLE ADVISORS, INC.](https://search.stillhousedata.com/firm/112294) | 2012-04-12 | 2012-06-13 | — |
| [BROKERSXPRESS LLC](https://search.stillhousedata.com/firm/127081) | 2010-10-20 | 2012-01-27 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2009-10-05 | 2010-10-19 | — |
| [AMERIPRISE ADVISOR SERVICES, INC.](https://search.stillhousedata.com/firm/5979) | 2009-08-07 | 2009-10-05 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2008-02-07 | 2009-08-18 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-08-14 | 2008-01-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4000767)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4000767.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.