# STEPHEN DOUGLAS NORTON

STEPHEN DOUGLAS NORTON is an investment adviser representative (IAR) with state registration records since 2003, appearing at 9 firms. Currently registered with COPPELL ADVISORY SOLUTIONS LLC.

## Registration history (12)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [COPPELL ADVISORY SOLUTIONS LLC](https://search.stillhousedata.com/firm/156549) | 2026-03-25 | present | Yes |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2025-12-08 | 2026-03-18 | — |
| [DEMPSEY LORD SMITH, LLC](https://search.stillhousedata.com/firm/141238) | 2019-07-22 | 2025-12-08 | — |
| [KALOS MANAGEMENT](https://search.stillhousedata.com/firm/133025) | 2016-07-05 | 2019-07-22 | — |
| [CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/131631) | 2012-05-25 | 2016-07-06 | — |
| [CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/131631) | 2009-06-16 | 2009-08-20 | — |
| [AEGIS CAPITAL, LLC](https://search.stillhousedata.com/firm/125376) | 2009-01-27 | 2012-03-27 | — |
| [AEGIS CAPITAL, LLC](https://search.stillhousedata.com/firm/125376) | 2006-10-04 | 2008-12-31 | — |
| [OSAIC SERVICES, INC.](https://search.stillhousedata.com/firm/133763) | 2005-10-31 | 2006-07-12 | — |
| [SUNAMERICA SECURITIES, INC.](https://search.stillhousedata.com/firm/20068) | 2005-02-01 | 2005-10-31 | — |
| [AEGIS CAPITAL, LLC](https://search.stillhousedata.com/firm/125376) | 2004-08-12 | 2005-02-01 | — |
| [WOODBURY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/421) | 2003-06-27 | 2003-08-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4015905)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4015905.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.