# Beth Ann Roberts

Beth Ann Roberts is an investment adviser representative (IAR) with state registration records since 2017, appearing at 9 firms. Currently registered with EMPOWER ADVISORY GROUP, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EMPOWER ADVISORY GROUP, LLC](https://search.stillhousedata.com/firm/112058) | 2025-07-16 | present | Yes |
| [FIDELITY PERSONAL AND WORKPLACE ADVISORS](https://search.stillhousedata.com/firm/288590) | 2023-04-13 | 2024-10-25 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2022-05-13 | 2023-03-03 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2020-03-13 | 2021-03-03 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2019-08-08 | 2020-03-13 | — |
| [STEPHENS INC.](https://search.stillhousedata.com/firm/3496) | 2019-05-13 | 2019-05-24 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2018-02-27 | 2019-03-18 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2018-02-26 | 2019-03-18 | — |
| [SCOTTRADE INVESTMENT MANAGEMENT](https://search.stillhousedata.com/firm/169988) | 2017-06-15 | 2018-02-26 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4016993)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4016993.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.