# AARON THOMAS CATES

AARON THOMAS CATES is an investment adviser representative (IAR) with state registration records since 2002, appearing at 9 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2019-06-19 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2016-10-25 | 2019-06-19 | — |
| [MANNING & NAPIER ADVISORS, LLC](https://search.stillhousedata.com/firm/105992) | 2015-03-06 | 2016-10-17 | — |
| [CALAMOS ADVISORS LLC](https://search.stillhousedata.com/firm/105758) | 2012-12-17 | 2015-02-18 | — |
| [CALAMOS WEALTH MANAGEMENT LLC](https://search.stillhousedata.com/firm/143490) | 2011-07-21 | 2012-12-12 | — |
| [GREAT LAKES ADVISORS, LLC](https://search.stillhousedata.com/firm/110757) | 2005-03-01 | 2005-09-12 | — |
| [GUGGENHEIM INVESTMENTS](https://search.stillhousedata.com/firm/129288) | 2004-05-04 | 2005-02-23 | — |
| [BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/13609) | 2003-03-31 | 2004-05-04 | — |
| [CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/2864) | 2002-01-03 | 2003-03-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4020899)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4020899.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.