# LI PING GUAY

LI PING GUAY is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with STRAIT & SOUND.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [STRAIT & SOUND](https://search.stillhousedata.com/firm/309306) | 2022-08-31 | present | Yes |
| [STRAIT & SOUND](https://search.stillhousedata.com/firm/309306) | 2022-05-03 | 2022-05-04 | — |
| [GPS CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/136330) | 2021-12-08 | 2022-08-17 | — |
| [PG GLOBAL WEALTH MANAGEMENT, INC.](https://search.stillhousedata.com/firm/158927) | 2011-11-18 | 2022-08-28 | — |
| [ORCA INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/144377) | 2010-08-18 | 2011-10-05 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2003-09-23 | 2010-08-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4058377)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4058377.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.