# DOUGLAS JAMES AMBROSE

DOUGLAS JAMES AMBROSE is an investment adviser representative (IAR) with state registration records since 2004, appearing at 8 firms. Currently registered with FSM WEALTH ADVISORS, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FSM WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/298904) | 2025-06-16 | present | Yes |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2025-01-24 | 2025-05-21 | — |
| [OSAIC FA, INC.](https://search.stillhousedata.com/firm/3978) | 2020-02-03 | 2025-01-24 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2012-04-25 | 2020-02-05 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2012-04-25 | 2020-02-05 | — |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2012-02-29 | 2012-04-24 | — |
| [STRATEGIC ADVISERS LLC](https://search.stillhousedata.com/firm/104555) | 2004-11-04 | 2011-12-08 | — |
| [FIDELITY PERSONAL TRUST COMPANY, FSB](https://search.stillhousedata.com/firm/109516) | 2004-08-23 | 2004-11-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4068870)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4068870.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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