# TOM ALEX GOODMAN

TOM ALEX GOODMAN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with LPL ENTERPRISE, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL ENTERPRISE, LLC](https://search.stillhousedata.com/firm/8733) | 2025-12-03 | present | Yes |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2017-03-25 | 2025-12-03 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2015-01-02 | 2017-03-25 | — |
| [MARINER MANAGED ACCOUNT SOLUTIONS, LLC](https://search.stillhousedata.com/firm/151664) | 2014-01-02 | 2018-04-06 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2013-12-16 | 2015-01-02 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2005-01-18 | 2013-12-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4071345)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4071345.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.