# STEVE CHING HUANG CHEN

STEVE CHING HUANG CHEN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 9 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2014-08-05 | present | Yes |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2014-04-08 | 2014-07-25 | — |
| [U.S. BANCORP INVESTMENTS, INC.](https://search.stillhousedata.com/firm/17868) | 2013-09-06 | 2014-04-09 | — |
| [CETERA INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/15340) | 2009-10-28 | 2013-09-09 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2009-10-23 | 2009-10-29 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2008-10-01 | 2009-10-23 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2006-10-23 | 2008-09-30 | — |
| [UVEST FINANCIAL SERVICES GROUP, INC.](https://search.stillhousedata.com/firm/13787) | 2005-08-25 | 2006-10-06 | — |
| [CITICORP INVESTMENT SERVICES](https://search.stillhousedata.com/firm/23988) | 2004-04-27 | 2005-08-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4083684)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4083684.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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