# JOSEPH E SHEA

JOSEPH E SHEA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 9 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (12)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-12-03 | present | Yes |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2024-11-04 | 2025-11-13 | — |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2023-02-07 | 2024-10-10 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2022-05-18 | 2023-02-17 | — |
| [CUNA BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/13941) | 2017-09-20 | 2022-05-18 | — |
| [SANTANDER SECURITIES LLC](https://search.stillhousedata.com/firm/41791) | 2016-10-04 | 2017-09-12 | — |
| [CUNA BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/13941) | 2013-12-16 | 2016-09-28 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2013-12-10 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2008-08-07 | 2009-06-01 | — |
| [CITIZENS SECURITIES, INC.](https://search.stillhousedata.com/firm/39550) | 2006-06-05 | 2008-08-01 | — |
| [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | 2004-08-04 | 2004-11-19 | — |
| [FDX ADVISORS, INC.](https://search.stillhousedata.com/firm/104601) | 2002-06-17 | 2002-10-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4091277)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4091277.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.