# RICHARD CHARLES PONCE

RICHARD CHARLES PONCE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with STONE & NEWHOUSE WEALTH ADVISORY.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [STONE & NEWHOUSE WEALTH ADVISORY](https://search.stillhousedata.com/firm/331044) | 2024-08-09 | present | Yes |
| [CROWN CAPITAL SECURITIES, L.P.](https://search.stillhousedata.com/firm/6312) | 2017-04-04 | 2021-12-31 | — |
| [CENTAURUS FINANCIAL, INC.](https://search.stillhousedata.com/firm/30833) | 2010-11-09 | 2017-04-06 | — |
| [WESTERN INTERNATIONAL SECURITIES, INC.](https://search.stillhousedata.com/firm/39262) | 2005-08-04 | 2006-12-13 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2002-06-27 | 2005-08-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4091885)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4091885.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.