# Nicholas Anthony Giambri

Nicholas Anthony Giambri is an investment adviser representative (IAR) with state registration records since 2002, appearing at 12 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (12)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-05-16 | present | Yes |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2019-03-01 | 2025-05-08 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2017-04-11 | 2019-02-25 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2011-05-12 | 2017-04-17 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2009-01-12 | 2011-05-09 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2008-12-17 | 2011-05-09 | — |
| [1ST GLOBAL ADVISORS INC](https://search.stillhousedata.com/firm/111133) | 2008-02-06 | 2008-12-31 | — |
| [THE HUNTINGTON INVESTMENT COMPANY](https://search.stillhousedata.com/firm/16986) | 2007-12-11 | 2008-01-16 | — |
| [ELTEKON ADVISORS, LLC.](https://search.stillhousedata.com/firm/115371) | 2006-09-15 | 2007-12-10 | — |
| [BBVA COMPASS INVESTMENT SOLUTIONS, INC](https://search.stillhousedata.com/firm/17086) | 2006-01-09 | 2006-08-07 | — |
| [COMERICA SECURITIES](https://search.stillhousedata.com/firm/17079) | 2005-08-26 | 2006-01-17 | — |
| [BANC ONE SECURITIES CORPORATION](https://search.stillhousedata.com/firm/16999) | 2002-09-19 | 2004-08-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4096024)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4096024.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.