# RICHARD ALAN SAMPLEY

RICHARD ALAN SAMPLEY is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with FIDUCIARY ALLIANCE LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FIDUCIARY ALLIANCE LLC](https://search.stillhousedata.com/firm/284924) | 2024-11-13 | present | Yes |
| [BISON WEALTH, LLC](https://search.stillhousedata.com/firm/165931) | 2014-11-03 | 2024-11-08 | — |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2013-02-13 | 2014-11-07 | — |
| [MORGAN KEEGAN & COMPANY, LLC](https://search.stillhousedata.com/firm/4161) | 2006-07-14 | 2013-02-13 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2003-05-02 | 2006-07-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/409802)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/409802.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.