# DANA SETO-CHUN

DANA SETO-CHUN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with LPL ENTERPRISE, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL ENTERPRISE, LLC](https://search.stillhousedata.com/firm/8733) | 2024-11-14 | present | Yes |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2021-08-03 | 2024-11-14 | — |
| [TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/20472) | 2014-10-06 | 2019-12-24 | — |
| [SCHWAB WEALTH ADVISORY, INC.](https://search.stillhousedata.com/firm/159035) | 2012-01-03 | 2014-08-04 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2006-10-26 | 2011-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4115207)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4115207.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.