# SHEPARD ALAN BUCKMAN

SHEPARD ALAN BUCKMAN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 8 firms. Currently registered with ROSSBY FINANCIAL, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ROSSBY FINANCIAL, LLC](https://search.stillhousedata.com/firm/324631) | 2026-01-07 | present | Yes |
| [SEQUENCE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/325470) | 2023-08-23 | 2026-05-08 | — |
| [EQUITAS CAPITAL ADVISORS,LLC](https://search.stillhousedata.com/firm/124471) | 2020-04-09 | 2023-08-22 | — |
| [UNITED BROKERAGE SERVICES, INC](https://search.stillhousedata.com/firm/39062) | 2018-08-16 | 2019-03-08 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2008-11-18 | 2018-08-22 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-04-02 | 2008-11-24 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2002-07-12 | 2007-04-02 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2001-01-17 | 2002-07-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4118936)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4118936.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.