# BROOKE LEA BERGRUD

BROOKE LEA BERGRUD is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with OPPENHEIMER & CO. INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2011-11-17 | present | Yes |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2011-11-29 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2005-11-22 | 2009-06-01 | — |
| [BANC ONE SECURITIES CORPORATION](https://search.stillhousedata.com/firm/16999) | 2004-07-28 | 2005-10-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4128201)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4128201.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.