# JOSEPH ROBERT HERRON

JOSEPH ROBERT HERRON is an investment adviser representative (IAR) with state registration records since 2003, appearing at 12 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (13)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-05-15 | present | Yes |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2025-02-21 | 2025-05-15 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2024-12-13 | 2025-02-18 | — |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2018-02-01 | 2024-12-12 | — |
| [CAPITAL ANALYSTS, LLC](https://search.stillhousedata.com/firm/162200) | 2017-10-04 | 2018-02-02 | — |
| [LINCOLN INVESTMENT PLANNING, LLC](https://search.stillhousedata.com/firm/519) | 2017-10-04 | 2018-02-02 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2015-04-07 | 2016-12-20 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2015-04-07 | 2016-12-20 | — |
| [INVESTMENT PROFESSIONALS, INC.](https://search.stillhousedata.com/firm/30184) | 2010-09-10 | 2013-01-14 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2009-10-23 | 2010-09-13 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2008-05-02 | 2009-10-23 | — |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2004-01-01 | 2008-05-07 | — |
| [J.J.B. HILLIARD, W.L. LYONS, LLC](https://search.stillhousedata.com/firm/453) | 2003-06-09 | 2004-01-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4133272)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4133272.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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