# KHUONG BAO CHAU

KHUONG BAO CHAU is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2021-08-17 | present | Yes |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2012-10-11 | 2017-05-12 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2011-04-06 | 2012-10-26 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2011-04-06 | 2012-10-26 | — |
| [SUMMIT FINANCIAL GROUP INC](https://search.stillhousedata.com/firm/109485) | 2010-01-13 | 2010-12-21 | — |
| [LORD, ABBETT & CO. LLC](https://search.stillhousedata.com/firm/110391) | 2006-11-21 | 2009-08-03 | — |
| [CITICORP INVESTMENT SERVICES](https://search.stillhousedata.com/firm/23988) | 2004-11-08 | 2006-08-16 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4178854)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4178854.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.