# CHARLES SMITH

CHARLES SMITH is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with OSAIC INSTITUTIONS, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2024-04-29 | present | Yes |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2019-05-22 | 2024-04-30 | — |
| [TRUIST ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/283390) | 2017-06-15 | 2019-03-19 | — |
| [BB&T SECURITIES, LLC](https://search.stillhousedata.com/firm/142785) | 2013-08-16 | 2017-06-22 | — |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2009-07-01 | 2013-08-16 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2004-09-03 | 2009-07-08 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4188568)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4188568.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.