# FRANK M. SARUBBI

FRANK M. SARUBBI is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with SOVEREIGN WEALTH ADVISORS LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SOVEREIGN WEALTH ADVISORS LLC](https://search.stillhousedata.com/firm/188524) | 2020-01-17 | present | Yes |
| [SOVEREIGN WEALTH ADVISORS LLC](https://search.stillhousedata.com/firm/188524) | 2015-06-29 | 2019-12-31 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2007-10-23 | 2016-03-04 | — |
| [FIRST MIDAMERICA INVESTMENT CORPORATION](https://search.stillhousedata.com/firm/104476) | 2005-08-30 | 2007-10-22 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2002-08-14 | 2005-08-29 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2000-10-24 | 2002-08-27 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4188924)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4188924.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.