# APRIL D WALLACE

APRIL D WALLACE is an investment adviser representative (IAR) with state registration records since 2001, appearing at 10 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

## Registration history (11)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2025-07-22 | present | Yes |
| [OSAIC ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/171070) | 2024-11-08 | 2025-07-24 | — |
| [ARBOR POINT ADVISORS](https://search.stillhousedata.com/firm/165127) | 2019-10-02 | 2024-11-08 | — |
| [SUMMIT FINANCIAL GROUP INC](https://search.stillhousedata.com/firm/109485) | 2018-04-24 | 2019-10-24 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2015-10-06 | 2019-10-24 | — |
| [J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/124446) | 2013-12-20 | 2015-11-13 | — |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2013-02-13 | 2013-12-24 | — |
| [MORGAN KEEGAN & COMPANY, LLC](https://search.stillhousedata.com/firm/4161) | 2009-05-05 | 2013-02-13 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2008-05-02 | 2009-05-12 | — |
| [MORGAN KEEGAN & COMPANY, LLC](https://search.stillhousedata.com/firm/4161) | 2005-05-16 | 2008-05-05 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2001-08-07 | 2005-03-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4192977)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4192977.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.