# ROBERTO ANTONIO RODRIGUEZ

ROBERTO ANTONIO RODRIGUEZ is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with PRINCIPAL SECURITIES, INC..

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2023-04-18 | present | Yes |
| [FIDELITY PERSONAL AND WORKPLACE ADVISORS](https://search.stillhousedata.com/firm/288590) | 2022-10-20 | 2023-03-16 | — |
| [NATIONWIDE INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/142373) | 2018-08-29 | 2022-05-24 | — |
| [T. ROWE PRICE ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/108958) | 2015-11-04 | 2018-06-08 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2014-08-20 | 2015-03-23 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2014-08-14 | 2015-03-23 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2006-01-24 | 2014-04-30 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2003-02-10 | 2005-07-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4195742)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4195742.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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