# Dawn M Gatti

Dawn M Gatti is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2024-02-05 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2014-11-05 | 2023-11-21 | — |
| [PNC CAPITAL ADVISORS LLC](https://search.stillhousedata.com/firm/151829) | 2013-04-18 | 2014-10-13 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2009-03-03 | 2013-03-14 | — |
| [INVEST FINANCIAL CORPORATION](https://search.stillhousedata.com/firm/12984) | 2006-05-19 | 2009-03-11 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4204635)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4204635.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.