# DANIEL WAYNE STEFFES

DANIEL WAYNE STEFFES is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with THE OAK RIDGE FINANCIAL SERVICES GROUP, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.](https://search.stillhousedata.com/firm/42941) | 2023-06-05 | present | Yes |
| [HILLTOP SECURITIES INC.](https://search.stillhousedata.com/firm/6220) | 2019-11-08 | 2023-07-05 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2009-10-05 | 2019-11-13 | — |
| [AMERIPRISE ADVISOR SERVICES, INC.](https://search.stillhousedata.com/firm/5979) | 2003-06-24 | 2009-10-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4209395)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4209395.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.