# RICK BERTA

RICK BERTA is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-05-15 | present | Yes |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2012-03-02 | 2025-05-15 | — |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2009-11-13 | 2012-02-08 | — |
| [NATCITY INVESTMENTS, INC.](https://search.stillhousedata.com/firm/17490) | 2007-02-23 | 2009-11-13 | — |
| [THE HUNTINGTON INVESTMENT COMPANY](https://search.stillhousedata.com/firm/16986) | 2006-04-03 | 2007-02-05 | — |
| [LASALLE FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/20373) | 2001-11-19 | 2005-09-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4222272)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4222272.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.