# Phillip Ristau

Phillip Ristau is an investment adviser representative (IAR) with state registration records since 2008, appearing at 8 firms. Currently registered with RISTAU CAPITAL, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RISTAU CAPITAL, LLC](https://search.stillhousedata.com/firm/309325) | 2020-06-25 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2017-06-08 | 2020-05-26 | — |
| [TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/20472) | 2016-04-26 | 2017-04-27 | — |
| [STRATEGIC ADVISERS LLC](https://search.stillhousedata.com/firm/104555) | 2012-01-18 | 2016-04-20 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2009-01-07 | 2011-11-07 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2009-01-07 | 2011-11-07 | — |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2008-07-16 | 2008-12-16 | — |
| [USAA FINANCIAL PLANNING SERVICES](https://search.stillhousedata.com/firm/106352) | 2008-03-12 | 2008-06-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4234087)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4234087.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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