# SHANNON LEE OTTERBECK

SHANNON LEE OTTERBECK is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with CETERA INVESTMENT MANAGEMENT LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/165436) | 2015-06-09 | present | Yes |
| [FIRST ALLIED ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/140292) | 2014-01-22 | 2015-10-30 | — |
| [FIRST ALLIED ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/137888) | 2012-04-19 | 2014-01-22 | — |
| [FIRST ALLIED ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/137888) | 2010-10-07 | 2010-10-12 | — |
| [FIRST ALLIED ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/140292) | 2007-10-03 | 2012-04-19 | — |
| [GREENBOOK INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/131563) | 2005-02-01 | 2010-10-07 | — |
| [XELAN INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/111870) | 2003-05-06 | 2004-12-16 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4243413)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4243413.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.