# STEPHEN ellis SWADLEY

STEPHEN ellis SWADLEY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with VANDERBILT ADVISORY SERVICES.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VANDERBILT ADVISORY SERVICES](https://search.stillhousedata.com/firm/116537) | 2025-02-05 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2024-03-18 | 2024-08-01 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2019-08-23 | 2023-12-06 | — |
| [SWADLEY INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/145908) | 2017-12-13 | 2019-07-27 | — |
| [ICM ASSET MANAGEMENT INC](https://search.stillhousedata.com/firm/105046) | 2001-03-06 | 2006-01-11 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4250353)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4250353.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.