# David A Yaffee

David A Yaffee is an investment adviser representative (IAR) with state registration records since 2001, appearing at 9 firms. Currently registered with LPL ENTERPRISE, LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL ENTERPRISE, LLC](https://search.stillhousedata.com/firm/8733) | 2024-11-14 | present | Yes |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2023-01-03 | 2024-11-14 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2020-04-27 | 2023-01-18 | — |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2018-01-25 | 2020-04-27 | — |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2012-09-28 | 2015-10-28 | — |
| [PEOPLE'S SECURITIES, INC.](https://search.stillhousedata.com/firm/13704) | 2009-08-05 | 2012-10-01 | — |
| [CONNECTICUT INVESTMENT MANAGEMENT](https://search.stillhousedata.com/firm/110462) | 2007-04-12 | 2009-07-28 | — |
| [NEWALLIANCE INVESTMENTS, INC.](https://search.stillhousedata.com/firm/126880) | 2006-02-14 | 2007-04-05 | — |
| [VOYA FINANCIAL PARTNERS, LLC](https://search.stillhousedata.com/firm/34815) | 2004-08-11 | 2006-02-13 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 2001-01-04 | 2002-11-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4251517)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4251517.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.