# CUONG TU THUYEN

CUONG TU THUYEN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2011-03-23 | present | Yes |
| [MAM GLOBAL FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/152932) | 2010-09-28 | 2011-03-17 | — |
| [MAM SECURITIES, LLC](https://search.stillhousedata.com/firm/124620) | 2010-08-19 | 2011-03-17 | — |
| [CAPWEST SECURITIES, INC.](https://search.stillhousedata.com/firm/30002) | 2007-02-15 | 2010-10-15 | — |
| [TWEED FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/135352) | 2006-04-28 | 2011-03-31 | — |
| [UNITED SECURITIES ALLIANCE, INC.](https://search.stillhousedata.com/firm/36487) | 2005-08-23 | 2007-02-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4252613)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4252613.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.