# JAY FREDERICK HAFFLEY

JAY FREDERICK HAFFLEY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with PREVAIL INNOVATIVE WEALTH ADVISORS, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PREVAIL INNOVATIVE WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/288641) | 2024-11-20 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-07-19 | 2024-10-14 | — |
| [BANCWEST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/29357) | 2014-08-06 | 2023-07-19 | — |
| [SII INVESTMENTS, INC.](https://search.stillhousedata.com/firm/2225) | 2011-01-11 | 2014-06-03 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2009-04-28 | 2011-01-13 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2002-08-30 | 2008-09-26 | — |
| [STIFEL, NICOLAUS & COMPANY, INCORPORATED](https://search.stillhousedata.com/firm/793) | 2001-02-26 | 2002-09-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4265323)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4265323.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.