# JAMES FRANK TRACZ

JAMES FRANK TRACZ is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FINANCIAL PLANNING RESOURCES, INC.](https://search.stillhousedata.com/firm/106250) | 2022-04-06 | 2023-01-01 | — |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2021-12-06 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2018-11-21 | 2021-12-14 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2003-01-16 | 2018-12-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4269149)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4269149.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.