# CHARLES WILKES SMITH

CHARLES WILKES SMITH is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with OSAIC WEALTH, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2024-06-14 | present | Yes |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2017-10-20 | 2024-06-14 | — |
| [NATIONAL PLANNING CORPORATION](https://search.stillhousedata.com/firm/29604) | 2013-01-08 | 2017-10-26 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2009-09-08 | 2013-01-28 | — |
| [ASSOCIATED SECURITIES CORP.](https://search.stillhousedata.com/firm/12969) | 2008-11-24 | 2009-09-08 | — |
| [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | 2006-12-12 | 2008-11-25 | — |
| [STRATEGIC WEALTH ADVISORS GROUP](https://search.stillhousedata.com/firm/140977) | 2006-11-20 | 2007-01-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/427158)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/427158.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
