# GUSTAVO ADOLFO CABALLERO

GUSTAVO ADOLFO CABALLERO is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2021-04-07 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2009-03-05 | 2013-03-12 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2008-03-04 | 2009-03-17 | — |
| [IFMG SECURITIES, INC.](https://search.stillhousedata.com/firm/14416) | 2007-03-08 | 2008-03-04 | — |
| [MORGAN KEEGAN & COMPANY, LLC](https://search.stillhousedata.com/firm/4161) | 2006-07-20 | 2006-10-04 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2001-06-14 | 2002-09-27 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4271734)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4271734.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.