# SHAWN ADAM STEFFENS

SHAWN ADAM STEFFENS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC, STEFFENS FINANCIAL CORP.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [STEFFENS FINANCIAL CORP](https://search.stillhousedata.com/firm/342546) | 2026-07-01 | present | Yes |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2014-06-24 | present | Yes |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2010-12-07 | 2014-07-11 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2010-12-21 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-04-02 | 2009-06-01 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2004-03-29 | 2007-04-02 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2002-06-03 | 2004-04-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4275098)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4275098.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.