# Carlos R Ferreira Lima

Carlos R Ferreira Lima is an investment adviser representative (IAR) with state registration records since 2009, appearing at 6 firms. Currently registered with XP ADVISORY US, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [XP ADVISORY US, INC.](https://search.stillhousedata.com/firm/173779) | 2025-11-25 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2021-04-21 | 2025-11-04 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2018-09-17 | 2021-05-06 | — |
| [CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/131631) | 2011-02-18 | 2012-09-27 | — |
| [BOLTON SECURITIES CORPORATION](https://search.stillhousedata.com/firm/129376) | 2009-10-06 | 2010-12-31 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2009-01-21 | 2009-08-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4280015)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4280015.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.