# SHAWN WILLIAM MATHIS

SHAWN WILLIAM MATHIS is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with FINANCIAL MANAGEMENT STRATEGIES, INC., CETERA INVESTMENT ADVISERS LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2023-06-29 | present | Yes |
| [FINANCIAL MANAGEMENT STRATEGIES, INC.](https://search.stillhousedata.com/firm/120818) | 2018-10-16 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2009-10-05 | 2018-10-17 | — |
| [AMERIPRISE ADVISOR SERVICES, INC.](https://search.stillhousedata.com/firm/5979) | 2007-08-20 | 2009-10-05 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2001-02-20 | 2007-08-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4287402)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4287402.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.