# JOSHUA DAVID SWAYNE

JOSHUA DAVID SWAYNE is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with OSAIC WEALTH, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2024-06-14 | present | Yes |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2020-11-06 | 2024-06-14 | — |
| [KMS FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/3866) | 2015-01-16 | 2020-11-06 | — |
| [SIGNATOR FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/19061) | 2012-01-20 | 2015-02-09 | — |
| [PACIFIC WEST FINANCIAL CONSULTANTS INC](https://search.stillhousedata.com/firm/108728) | 2003-09-22 | 2012-01-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4296721)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4296721.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.