# JEFFREY ALAN UMBAUGH

JEFFREY ALAN UMBAUGH is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with REGAL INVESTMENT ADVISORS LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [REGAL INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/125004) | 2015-02-17 | present | Yes |
| [CONCOURSE FINANCIAL GROUP SECURITIES, INC.](https://search.stillhousedata.com/firm/15708) | 2008-11-18 | 2015-03-06 | — |
| [UMBAUGH FINANCIAL](https://search.stillhousedata.com/firm/137818) | 2008-01-29 | 2008-12-31 | — |
| [UMBAUGH FINANCIAL](https://search.stillhousedata.com/firm/137818) | 2006-02-27 | 2007-12-31 | — |
| [FFP ADVISORY SERVICES INC](https://search.stillhousedata.com/firm/110778) | 2005-01-26 | 2006-01-18 | — |
| [USA FINANCIAL SECURITIES LLC](https://search.stillhousedata.com/firm/103857) | 2003-05-06 | 2005-02-02 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2001-02-08 | 2002-09-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4299073)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4299073.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.