# SEAN THOMAS O'BANNON

SEAN THOMAS O'BANNON is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with FINANCIAL ENGINES ADVISORS L.L.C..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FINANCIAL ENGINES ADVISORS L.L.C.](https://search.stillhousedata.com/firm/104510) | 2016-11-30 | present | Yes |
| [FINANCIAL ENGINES ADVISOR CENTER, LLC](https://search.stillhousedata.com/firm/109238) | 2013-07-01 | 2016-11-30 | — |
| [TMFS-SAN FRANCISCO-OAKLAND, LLC](https://search.stillhousedata.com/firm/134173) | 2007-02-02 | 2013-07-02 | — |
| [RAYMOND JAMES FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/6694) | 2006-10-06 | 2006-10-25 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2004-01-14 | 2006-06-07 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2001-04-04 | 2003-01-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4316870)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4316870.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.