# NICOLE ROXANNE JOKO

NICOLE ROXANNE JOKO is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with CERITY PARTNERS LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CERITY PARTNERS LLC](https://search.stillhousedata.com/firm/151559) | 2013-02-13 | present | Yes |
| [MULLINTBG ADVISORS](https://search.stillhousedata.com/firm/141445) | 2006-11-16 | 2012-11-16 | — |
| [M HOLDINGS SECURITIES, INC.](https://search.stillhousedata.com/firm/43285) | 2006-06-01 | 2006-11-07 | — |
| [TBG ADVISORY SERVICES CORPORATION](https://search.stillhousedata.com/firm/131977) | 2005-03-07 | 2007-04-26 | — |
| [GOLDMAN SACHS WEALTH SERVICES, L.P.](https://search.stillhousedata.com/firm/106693) | 2001-06-20 | 2004-10-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4318363)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4318363.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
