# DANIEL JOSEPH OCONNELL

DANIEL JOSEPH OCONNELL is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with PRINCIPAL SECURITIES, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2016-02-29 | present | Yes |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2015-01-02 | 2015-12-31 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2009-12-15 | 2015-01-02 | — |
| [ON INVESTMENT MANAGEMENT CO](https://search.stillhousedata.com/firm/105662) | 2008-05-27 | 2009-12-31 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2006-06-20 | 2006-07-12 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2006-06-20 | 2006-07-12 | — |
| [E\*TRADE ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/111178) | 2001-02-26 | 2002-10-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4325317)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4325317.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.