# KATIE LYNN HUGHES

KATIE LYNN HUGHES is an investment adviser representative (IAR) with state registration records since 2002, appearing at 8 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2025-09-22 | present | Yes |
| [JANNEY MONTGOMERY SCOTT LLC](https://search.stillhousedata.com/firm/463) | 2022-10-24 | 2025-09-22 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2018-04-10 | 2022-10-27 | — |
| [CHAPIN DAVIS, INC](https://search.stillhousedata.com/firm/28116) | 2017-09-13 | 2018-04-25 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2015-08-11 | 2017-08-08 | — |
| [BENJAMIN F. EDWARDS & COMPANY, INC.](https://search.stillhousedata.com/firm/146936) | 2013-11-15 | 2015-08-13 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2006-06-19 | 2013-11-19 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2004-12-02 | 2005-12-21 | — |
| [LEGG MASON WOOD WALKER, INCORPORATED](https://search.stillhousedata.com/firm/6555) | 2002-04-01 | 2003-12-11 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4330783)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4330783.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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