# CESAR NOE PENA

CESAR NOE PENA is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with NORTHERN TRUST SECURITIES, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NORTHERN TRUST SECURITIES, INC.](https://search.stillhousedata.com/firm/7927) | 2024-05-24 | present | Yes |
| [FIDELITY PERSONAL AND WORKPLACE ADVISORS](https://search.stillhousedata.com/firm/288590) | 2018-07-13 | 2024-05-16 | — |
| [STRATEGIC ADVISERS LLC](https://search.stillhousedata.com/firm/104555) | 2017-06-20 | 2018-07-13 | — |
| [BCU WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/164173) | 2014-08-06 | 2017-03-28 | — |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2014-07-08 | 2017-03-24 | — |
| [NORTHERN TRUST SECURITIES, INC.](https://search.stillhousedata.com/firm/7927) | 2008-07-07 | 2009-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4335056)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4335056.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.