# JUAN JOSE CAROM

JUAN JOSE CAROM is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2016-04-12 | present | Yes |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2010-01-01 | 2016-04-22 | — |
| [UBS INTERNATIONAL INC.](https://search.stillhousedata.com/firm/107726) | 2005-10-10 | 2010-01-01 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2003-07-01 | 2005-10-10 | — |
| [PRUDENTIAL EQUITY GROUP, LLC](https://search.stillhousedata.com/firm/7471) | 2001-04-16 | 2003-07-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4343069)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4343069.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.