# Sean Anthony Phillips

Sean Anthony Phillips is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2021-03-19 | present | Yes |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2018-11-19 | 2021-03-17 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2015-02-02 | 2018-11-27 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2001-12-31 | 2013-09-11 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4345939)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4345939.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.