# John Richardson Cockrell

John Richardson Cockrell is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2023-06-29 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2018-10-29 | 2022-06-17 | — |
| [SANTANDER SECURITIES LLC](https://search.stillhousedata.com/firm/41791) | 2017-11-21 | 2018-08-02 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2017-01-19 | 2017-10-24 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2003-11-19 | 2005-05-24 | — |
| [RIGGS SECURITIES INC.](https://search.stillhousedata.com/firm/46202) | 2003-09-16 | 2003-11-19 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2002-09-20 | 2002-10-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4355426)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4355426.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.