# RAFAEL ANTONIO GUTIERREZ

RAFAEL ANTONIO GUTIERREZ is an investment adviser representative (IAR) with state registration records since 2002, appearing at 13 firms. Currently registered with VOYA FINANCIAL ADVISORS, INC..

## Registration history (14)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VOYA FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/2882) | 2025-01-02 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2023-04-11 | 2025-01-02 | — |
| [NORTHWEST FINANCIAL ADVISORS LLC](https://search.stillhousedata.com/firm/166769) | 2021-08-06 | 2023-03-27 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2021-06-08 | 2021-07-30 | — |
| [FINANCIAL ENGINES ADVISORS L.L.C.](https://search.stillhousedata.com/firm/104510) | 2019-04-25 | 2020-12-23 | — |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2018-10-04 | 2018-11-05 | — |
| [ALLSTATE FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/109524) | 2018-08-24 | 2019-01-23 | — |
| [INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION](https://search.stillhousedata.com/firm/108783) | 2008-09-25 | 2012-05-09 | — |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2008-08-04 | 2008-09-17 | — |
| [THRIVENT INVESTMENT MANAGEMENT INC.](https://search.stillhousedata.com/firm/18387) | 2007-12-06 | 2008-05-28 | — |
| [CUNA BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/13941) | 2005-05-18 | 2006-02-01 | — |
| [PARK AVENUE SECURITIES LLC](https://search.stillhousedata.com/firm/46173) | 2004-10-08 | 2005-04-08 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2002-07-16 | 2003-04-15 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2002-05-30 | 2002-06-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4360060)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4360060.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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